EUROPE'S PREMIER INVITATION-ONLY EVENT
FOR ANTI-FINANCIAL CRIME LEADERS
September 19-20|Frankfurt, Germany
Exchange Day Two - June 14
8:20 am - 8:50 am
EVENT REGISTRATION AND BREAKFAST
8:50 am - 9:00 am
EXCHANGE WELCOME AND CHAIRPERSON’S OPENING REMARKS
Mateo Jarrin Cuvi -
Global Manager for Partners & Media,
The Association of Governance, Risk and Compliance
Mateo Jarrin Cuvi
Global Manager for Partners & MediaThe Association of Governance, Risk and Compliance
9:00 am - 9:30 am
Humanizing our response to Financial Crime
Mr Christian Hunt -
Founder,
Human Risk
9:30 am - 10:15 am
Keynote panel discussion, with audience Q&A: A changing landscape – how has technology redefined the skillset needed to be a successful anti-financial crime leader?
Klaus Xhaxhiu -
Country MLRO / Senior Legal and Compliance Officer,
Aion Bank
Alexis Baudon - Compliance Manager - France, PPS
Christian Dargatz - Head of Group Compliance, Unzer E-com
Dajana Nozic - Chief Compliance Officer, Coinvert / Co-Founder and Chief Compliance Officer, Prosper
Mateo Jarrin Cuvi - Global Manager for Partners & Media, The Association of Governance, Risk and Compliance
The continued movement towards a principals-based regulatory environment, coupled with ongoing development in anti-financial crime technology, has led to a significant shift in the approach many take to their anti-financial crime strategy. Technology offers advantages and insight which cannot be matched by human expertise, but is there a risk of losing sight of the critical expertise needed by an anti-financial crime leader?
- Can you start a successful anti-financial crime a career today without being a technology expert?
- How does the impact of technology impact your recruitment, training, and retention strategies?
- What are the limits of technological intervention and how can you maintain the balance of human expertise and adherence to a risk-based approach?
Dajana Nozic
Chief Compliance Officer, Coinvert / Co-Founder and Chief Compliance OfficerProsper
Mateo Jarrin Cuvi
Global Manager for Partners & MediaThe Association of Governance, Risk and Compliance
10:15 am - 10:40 am
Remediating a compliance program while under pressure from the regulator and the business
Ben Westwood -
Head of Compliance and DPO,
Motor Insurers Bureau
In a world of constantly shifting regulatory landscapes, sometime things can go wrong. This session will provide an insight into how to remediate a compliance program, getting business buy-in, and handling regulatory scrutiny. In a case-study format, this session will look at how to overcome the typical challenges associated with implementing or revising compliance strategies, using both innovative and practical solutions.
- Developing and implementing solutions for driving new regulatory requirements within your business
- Building trust and getting buy-in for significant changes within a compliance program
- Establishing and maintaining successful regulatory relationships, and why this is critically important
10:40 am - 11:05 am
Expert Case Study: Focusing on the fundamentals - implementing a strong anti-financial crime risk culture within your organisation
This session will consider the key challenge around creating and maintaining the right anti-financial crime culture within your business; one which has the required focus on balancing regulatory adherence with the necessary business growth. Financial crime risks and criminal methodologies are forever changing, and this session will offer guidance on how vital a unifying ethos is within your business to fight these risks.
Delivering practical guidance, this session will look at identifying and applying the behaviours required within the first and second lines, as well as how to drive a philosophy across the business which is a) customer-centric and b) adheres to the requirements of a risk-based regulatory environment
11:05 am - 11:20 am
Morning networking break
11:20 am - 11:50 am
ONE-TO-ONE BUSINESS MEETINGS
11:20 am - 11:50 am
PEER-TO-PEER NETWORKING
11:55 am - 12:25 pm
ONE-TO-ONE BUSINESS MEETINGS
11:55 am - 12:25 pm
PEER-TO-PEER NETWORKING
11:55 am - 12:25 pm
Practical think-tank – Planning your strategy and managing a financial crime investigation
Elena Mokretsova -
Vice President, Financial Crime Compliance Manager,
Santander Private Bank
Regulatory investigations are a challenge potentially encountered by many who lead their firm’s anti-financial crime strategy. This practical think-tank will offer insight into how to best manage such a situation; how to deal with internal stakeholders, maintain positive relationships with regulators and law enforcement and identify where technology can help mitigate the risks you may face.
1:25 pm - 2:30 pm
Integrating ESG into Compliance frameworks – Navigating the regulatory landscape, reporting and disclosures requirements
Fabiola Kacani -
Group Financial Crime Compliance,
ING
As the importance of ESG, in particular C&E continues to grow, it is becoming increasingly important for banks/ big financial institutions to integrate ESG risks into their Compliance frameworks. This round table discussion will explore the challenges and opportunities of integrating ESG factors into compliance frameworks. How can ESG risks drive compliance and the challenges and opportunities of reporting and disclosure requirements?
1:25 pm - 2:30 pm
Effective KYC vs. the requirement for ever-quicker processes. Is quicker always better?
Nadine Ghosn Eid -
Director of Compliance & Regulatory Affairs,
Areeba
discussing how to maintain the right balance between a frictionless client experience and the opening up potential risks during your onboarding processes. How can you define the right approach for you, and how can you manage the inevitable business pressures with the right risk-based approach?
12:25 pm - 1:25 pm
NETWORKING LUNCH
2:35 pm - 3:05 pm
ONE-TO-ONE BUSINESS MEETINGS
2:35 pm - 3:05 pm
PEER-TO-PEER NETWORKING
2:35 pm - 3:05 pm
Expert Think Tank – Creating a business-first mentality within a compliance / anti-financial crime group
Solène Clement -
Chair / Founder,
Anti- Money Laundering and Terrorist Financing Observatory
Within this session, we will explore how to achieve – and maintain – the difficult balance between risk management and simply avoiding any level risk as a compliance leader when it comes to financial crime risk management. The discussion considers how a compliance function can maintain a focus on financial crime prevention by nuanced risk management strategies, and in doing so, allow the business to continue to grow into new markets and with new products
3:10 pm - 3:40 pm
ONE-TO-ONE BUSINESS MEETINGS
3:10 pm - 3:40 pm
PEER-TO-PEER NETWORKING
3:45 pm - 4:15 pm
ONE-TO-ONE BUSINESS MEETINGS
3:45 pm - 4:15 pm
PEER-TO-PEER NETWORKING
3:45 pm - 4:15 pm
Technology think tank: Managing your transaction monitoring processes in the face of changing financial crime typologies
Dajana Nozic -
Chief Compliance Officer, Coinvert / Co-Founder and Chief Compliance Officer,
Prosper
As financial crime typologies increase, and new predicate crimes are identified within the EU’s latest AML directive, how do you ensure your transaction monitoring strategy is flexible enough to keep up to date with these changes? In a world of machine learning solutions, how can you ensure system rules are fit for continued purpose?
Dajana Nozic
Chief Compliance Officer, Coinvert / Co-Founder and Chief Compliance OfficerProsper
4:20 pm - 4:50 pm
ONE-TO-ONE BUSINESS MEETINGS
4:20 pm - 4:50 pm
PEER-TO-PEER NETWORKING
4:50 pm - 5:00 pm
Chairs closing remarks and Anti-Financial Crime Exchange Frankfurt closes
Mateo Jarrin Cuvi -
Global Manager for Partners & Media,
The Association of Governance, Risk and Compliance
Mateo Jarrin Cuvi
Global Manager for Partners & MediaThe Association of Governance, Risk and Compliance
