Brian Swainston

Deputy MLRO, UK Head of FCC Advisory Fidelity International

Brian has extensive experience in financial services having spent almost 30 years working at M&G, Cofunds, IFDS (now SS&C), Allfunds, Northern Trust and currently at Fidelity. His responsibilities have been increasingly focused on financial crime prevention for the last 15 years, culminating in the current Deputy MLRO position. Brian is an active participant in Financial Crime working groups for both TISA and the TA Forum.

Agenda Day 1

12:10 Panel discussion: Maintaining the right balance between technology reliance and human input across the first and second lines of defence

  • Rule customization and defining what to do with outputs; what is the optimum level of input from the 1st line technology users and the compliance teams overseeing this process?
  • Defining skillsets and training needed across the business to meet a changing technology environment
  • How can you understand your regulators’ view of technology and use it accordingly?

Check out the incredible speaker line-up to see who will be joining Brian.

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