Welcome to the Anti-Financial Crime Summit
8-9 November 2023
| Millennium Gloucester Hotel London Kensington
Agenda Day 2
WHAT'S NEXT FOR COMPLIANCE?
8:15 - 9:00
Registration opens and pre-event networking
9:00 - 9:10
Chair's opening remarks
9:10 - 10:00
Keynote panel discussion: The changing face of compliance expertise
Dr Branislav Hock -
Associate Professor, Economic Crime and Compliance,
University of Portsmouth
Alicja Hellak - Group Compliance Officer, Commerzbank
Hee Jung - Vice President, Financial Crime Advisory, Nomura
Steve Lamb - COO, Kyckr
Christine Drabble - UK Head of Compliance and MLRO, .Transwap
Dilip Degamia - Anti-Financial Crime and Compliance expert, Independent
- How has the compliance / AFC professional role changed in the recent past, and what has driven this?
- Does the increasing emphasis on technology lead to the potential for “algorithm addiction”?
- Where can compliance professionals liaise with those outside their organisation – i.e. law enforcement, academia etc. – to detect economic crime?
- What are the advantages of moving from separate fraud and AML groups to a broader “economic crime” framework?
Dr Branislav Hock
Associate Professor, Economic Crime and ComplianceUniversity of Portsmouth
10:00 - 10:25
Opening keynote presentation: Dealing with Complexity in the Fight Against Financial Crime - navigating competing priorities
Dr Mario Menz -
Advisory Board Member,
Institute of Money Laundering Prevention Officers
10:25 - 10:50
Keynote presentation: Crime vs. Financial Crime – Will the current narrative hamper the UK’s new Economic Crime Plan?
Mr Tristram Hicks -
Director,
Tristram Hicks Associates Ltd
10:50 - 11:15
Morning Networking Break
DATA - THE BIG PICTURE
11:15 - 11:45
Panel discussion: Roadmap to the true mutualization of data and understanding the potential value this offers
Mike Haley -
CEO,
CIFAS
Marina Antoniou - Global Head of Global Markets Risk & Control assessment, BNP Paribas
Mateo Jarrin Cuvi - Global Manager for Partners & Media, The Association of Governance, Risk and Compliance
- What are latest updates in data sharing policies and Private Public Partnerships in the UK and beyond?
- Best practice from abroad; where has data sharing been successfully introduced in the face of challenging data regulations
- How can the potential introduction of a digital identity help align with the objectives of data sharing when it comes to fighting financial crime
Mateo Jarrin Cuvi
Global Manager for Partners & MediaThe Association of Governance, Risk and Compliance
11:45 - 12:20
Case study interview: How can you create an industry-driven data sharing initiative?
Debbie Grant -
SVP, Global Fraud,
Citi
Michael Harris - Founder, FCC Consulting
- Balancing data regulation requirements with the value sharing financial crime data can bring and bringing the DPO office along with you
- Why are these initiatives so important, and how can bilateral / multilateral initiatives actually get off the ground?
- Where will this form of data sharing initiative give the best results, and what can be seen from successful past case studies?
12:20 - 13:25
Lunch networking break
13:20 - 13:40
Expert presentation - Making the case for digital identity within the banking and financial sector; why is this such a critical consideration?
Patrick Curry OBE -
CEO,
British Business Federation Authority
13:40 - 14:10
Panel discussion: what is the role of Digital Identity in the ongoing fight against financial crime?
Larry Banda -
CEO,
TISA Commercial Enterprises
Patrick Curry OBE - CEO, British Business Federation Authority
Sandra Peaston - Head of Research and Development, Cifas
- What are the latest developments in the Digital ID world, and how can these make a positive impact in combating both fraud and AML?
- How have digital ID’s been used across the globe, and what impact have they had?
- How can the use of a DID work alongside data regulations?
- Looking into a crystal ball – what does the longer-term future hold here?
BEST PRACTICE AND KEY PRINCIPALS FOR COMPLIANCE MANAGEMENT
14:10 - 14:40
Fireside chat: How can financial crime prevention be considered a business driver for your firm?
Linda Baskett -
Independent Anti-Financial Crime Expert,
Computershare
Michael Harris - Founder, FCC Consulting
Haider Mannan - Founder & CEO, Big TXN
- Why position YOUR fight against financial crime as a positive differentiator for your business – embracing the parallels with ESG
- Overcoming the reticence around talking about financial crime across the business
- Practical advice on driving a FinCrime approach across the entire company and creating genuine buy-in for these objectives
14:40 - 15:00
Afternoon networking break
15:00 - 15:30
Fireside chat: How have fintechs / tech-forward companies work with compliance groups, and what can the broader industry learn from their experience?
Eamon Howard -
Group Head of Financial Crime Compliance,
Revolut
John Fernandez - Chief Legal and Compliance Officer, Banked
Linda Baskett - Independent Anti-Financial Crime Expert, Computershare
- To what degree can the fintech / challenger bank approach to using technology be applied to major financial institutions with multiple, deeply embedded, tech stacks?
- What is the “tech-first culture”, and how does this infect the approach to fighting financial crime? How can you maintain a string compliance presence in the face of this?
- Navigating a role as business advisor as well as managing a compliance function; why is it critical to be able to understand the business as a whole?
- How valuable is the reduction of process complexity in adopting to new methodologies and new technology? Why is this critical?
15:30 - 15:55
One-on-one interview: Delving into the world of internal fraud
Claire Maillet -
PhD Researcher - Researching Insider Fraud,
University of Portsmouth
Colin Carter - Divisional Direct - Anti-Financial Crime Events, IQPC
- What is internal fraud, and where does this sit within the financial / economic crime strategy for a financial institution? Who typically takes care of it?
- What are the typical internal fraud methodologies, and what drives internal fraud?
- What are the common controls used for internal fraud, and how successful are these?
- War stories, case studies and an idea of the potential impact of internal fraud
15:55 - 16:00
Chair’s closing remarks and event close
Mateo Jarrin Cuvi -
Global Manager for Partners & Media,
The Association of Governance, Risk and Compliance
Mateo Jarrin Cuvi
Global Manager for Partners & MediaThe Association of Governance, Risk and Compliance
