Having a strong and flexible compliance framework is a vital component for the successful governance of all financial institutions. However, whilst this is critical across organizations of all sizes, for fintechs / startups, this can be the difference between being offered critical services from the traditional banking community or not being denied access here. As such, this session will look to cover:

What do regulators and the TradFi community consider a “good” compliance framework, and what aspects of this are most crucial to get right?

Investing in human capital vs. driving automation in creating a strong compliance structure within your business

What are the typical pitfalls, and how can you overcome these?